Purpose of this Guide

Utah Valley University (UVU) policies outline operational and behavioral expectations for university students, faculty, staff, employees, and community members. These policies are designed to align the University’s core values with federal and state laws, regional accreditation criteria, and established best practices in higher education.

This Writer’s Guide is designed to help policy stewards and sponsors write and revise UVU policies. It offers guidelines for organizing content; ensuring consistency across university divisions, schools, colleges, and units; and making policies easier to read, access, and understand. This guide describes each step of the policy development process for policy stewards and their drafting committees.

For questions (including style issues) not addressed in this guide, please contact the director of the Policy Office or refer to the current edition of The Chicago Manual of Style.

The Policy Office will guide you through every stage of the process through training, project management, writing coaching, and editorial support. The Policy Office will also embed an editor into each drafting committee to guide stewards through each stage.

1.0 Purpose

Purpose

The purpose section of the policy states the overall objective and goals of the policy. It also reiterates the University’s commitment to following and maintaining the expectations for behavior established by the policy.

Contents

The purpose section describes the reason the policy exists and what the policy will resolve. If the policy addresses compliance issues and legal obligations, it may also be necessary to state here how the policy helps the University comply with applicable laws and/or regulations. The following questions may help with the creation of this section:

  • What is the policy going to accomplish, and how?
  • What are the expected outcomes of complying with the policy?
  • Who is the primary audience (students, faculty, staff, university communities, etc.)?

Example

1.1 Utah Valley University is committed to maintaining a respectful and safe environment for its students, faculty, staff, and visitors. This policy defines and prohibits discrimination on the basis of sex, including sexual harassment, in education programs and activities; details how to report a violation of this policy; describes university resources and supportive measures to protect those involved in the process; and outlines investigation, disciplinary, and due process procedures for addressing reported violations of this policy.

Policy 162 Title IX Sexual Harassment

2.0 References

Purpose

This section lists any federal, state, or city law; Northwest Commission on Colleges and Universities (NWCCU) accreditation standards; Utah Board of Higher Education policies; and other UVU policies that the University complies with in association with the policy.

Contents

The references section lists every legal and policy reference included in subsequent text. References in the body of Sections 4.0 Policy and 5.0 Procedures indicate the relationship between the policy and the laws that the policy must comply with.

Examples

Internal Reference: 

4.5.1 Co-sponsored events must be approved by a responsible university entity with department purchasing authority in accordance with Policy 204 Appropriateness of Expenditures.

Policy 425 Scheduling Campus Facilities

External Reference:

4.4.3 To ensure accurate reporting of utilization and to support strategic planning and decisions related to room use, university facilities must be reserved individually according to specific need (see Utah Board of Higher Education Policy R751).

Policy 425 Scheduling Campus Facilities

Order

The references must be listed in the following order:

  1. U.S. Constitution
  2. United States Code
  3. Public laws (statutes codified in various sections of the United States Code)
  4. Code of Federal Regulations
  5. IRS publications
  6. Utah Constitution
  7. Utah State Code
  8. NWCCU accreditation standards
  9. Utah Board of Higher Education policies
  10.  County Code
  11. Municipal Code
  12. UVU policies

Two or more references of the same type must be ordered alphabetically by title for laws or by policy number for NWCCU standards, Utah Board of Higher Education policies, and UVU policies.

Example

2.1Institutions of Higher Education, Utah Code Ann. § 53B-2-106(2)(b) and (d) (2017)
2.2Offenses Against the Administration of Government, Utah Code Ann. § 76-8-701 through -718 (2013)
2.3 Utah Board of Higher Education Policy R220 Delegation of Responsibilities to the President and Board of Trustees
2.4 UVU Policy 102 University Governance Committees

Policy 101 Policy Governing Policies

Format

Please use the guidelines below to format each type of reference:

United States Code

Standard Format

The Jeanne Clery Disclosure of Campus Security Policy and Campus Crime Statistics Act (Clery Act), 20 U.S.C. § 1092 (1990)

  1. Write the full chapter name or subsection citation in italics, including an acronym or shortened name in parentheses if there is one.
  2. Follow the name with a comma.
  3. Write the title number followed by the acronym “U.S.”, a section symbol, and the section number.
  4. Place the year the code was originally enacted in parentheses.
Ammended Laws Format

Fair Labor Standards  Act, 29 U.S.C. § 201 (1938) (as amended by Pub. L. No. 11028, 121 stat. 112)

  1. Start with the standard format as shown above.
  2. In parentheses, write “as amended by Pub. L. No.”, followed by the public law number.
  3. After the public law number, include the volume and page numbers. This can be found in the header of each document.
Formatting Code Sections
  • To cite the whole document and not a specific section, use the first section listed.
  • To cite two nonsequential sections, use the word “and” between the section numbers.
  • If there are more than two sections, use commas to separate the numbers, e.g., 29 U.S.C. § 201, 205, and 215.
  • To cite several sequential sections, use the word “to,” e.g.,29 U.S.C. § 201 to 215

 

Public Laws

Civil Rights Act of 1964, Pub. L. No. 88-352 § 801, 78 stat. 241 (1964)

  1. Write the name of the law in italics followed by a comma. The name can be found on the first page, sometimes under the heading “Short Title.”
  2. Write the words “Pub. L. No.” followed by the public law number then a comma, the volume number, and the page number, which can be found in the header of each document.
  3. Place the year the law was originally enacted in parentheses at the end.

 

Code of Federal Regulations

Single Section Format

Family Educational Rights and Privacy Act (FERPA), 34 C.F.R. § 99 (1974)

  1. Write the title in italics, followed by any acronyms or shortened names in parentheses and a comma.
  2. State the title number, followed by the acronym “C.F.R.” and a section symbol and number.
  3. Include the year the code was originally enacted in parentheses at the end.
Referencing Multiple Sections

Family Educational Rights and Privacy Act (FERPA), 29 C.F.R. § 510.05–.26

  1. Each part must be cited separately because each has a different title. For example, do not write “29 C.F.R. § 510 and 516.”
  2. To cite more than one sequential subsection in the same part, use an en dash before the subsection number, but do not repeat the part number, e.g.,29 C.F.R. § 510.05–.26.
  3. To cite several nonsequential sections, use the word “and”: e.g.,29 C.F.R. § 510.05 and .26.

 

Internal Revenue Service (IRS) Publications

Fringe Benefit Guide, I.R.S. Pub. No. 5137, Cat. No. 66216W (2014)

  1. Write the title of the publication, followed by a comma and the acronym “I.R.S.”
  2. Write “Pub. No.” followed by the publication number and a comma.
  3. Write “Cat. No.” followed by the catalogue number, both of which can be found on the bottom of the page.
  4. Place the year the document was published at the end in parentheses.

 

Utah State Code Annotated

Government Records Access and Management Act (GRAMA), Utah Code Ann. § 63G-2-101 (2008) 

  1. In italics, write the name of the chapter and any acronyms or shortened names in parentheses, followed by a comma.
  2. Write the words “Utah Code Ann.” followed by a section sign and the title, chapter, and section numbers, each separated by a hyphen.
  3. Place the year the code was originally enacted at the end in parentheses.

 

The Northwest Commission on Colleges and Universities (NWCCU)

NWCCU Standards for Accreditation § 1.B.1 (2020)

  1. In italics, write the acronym "NWCCU" followed by the words "Standards for Accreditation."
  2. Write a section sign and then the full standard name.
  3. Place the year the standards were written at the end in parentheses.

 

Utah Board of Higher Education (UBHE)

Utah Board of Higher Education Policy R535 Reimbursed Overhead

  1. Write the words “Utah Board of Higher Education Policy.”
  2. Write the number of the policy using no hyphen between the “R” and the numbers.
  3. Italicize the title.

Note: This reference does not include a year.

 

Utah Valley University Policy

UVU Policy 162 Title IX Sexual Harassment

  1. Write the words “UVU Policy” and then the policy number being cited.
  2. Italicize the title of the policy at the end.

Note: This reference does not include a year.

 

3.0 Definitions

Purpose 

This section provides terms in the policy that may be unfamiliar, ambiguous, or specialized to the intended audience. It also establishes a consistent definition for terms in the policy and explains how they are used, if needed. A glossary of all terms used in the Policy Manual is located on the main Policy Office page and at this link. The Policy Office recommends drafting committees review this glossary before creating new definitions to (1) determine if an existing definition could be used and (2) ensure that, where appropriate, terms are consistent across university policy.

Contents

Each term begins with a section number and ends with a colon. The entire term, including the colon, is in boldface. Terms are to be listed in alphabetical order. The definition cannot include the term being described and policy statements, which are explained below.

This section may contain terms with a specific meaning when used in the context of the policy. In that case, the phrase “For the purposes of this policy, …” would be placed at the beginning of the definition.

Example:

3.3 Complainant: For the purposes of this policy, an employee who alleges that they have experienced retaliatory action in violation of this policy.

Policy 168 Whistleblower Anti-Retaliation

Some terms may also have child terms that could represent subcategories of the parent term. In this example where 3.6 is the parent term, 3.6.1 and 3.6.2 are different types of the process described in 3.6.

Example:

3.6 Policy approval process: The processes by which proposed changes to the Policy Manual are reviewed and approved at the University. Every proposed new policy, revision to an existing policy, and/or suspension/deletion of an existing policy must go through one of the University’s policy approval processes below:

3.6.1 Compliance change approval process: A policy approval process reserved for nondiscretionary, limited scope revisions to passages of existing policy, or deletions of a policy from the Policy Manual, necessitated by changes in external law or other binding compliance requirements. The revisions proposed during this process are limited to only those specific policy sections requiring modifications to maintain the University’s compliance with external law.

3.6.2 Non-substantive change approval process: A policy approval process reserved for non-substantive revisions of existing policies. The approval of non-substantive revisions via this process does not constitute the enactment of a new or revised policy and does not change the effective date of these policies.

Policy 101 Policy Governing Policies

4.0 Policy

Purpose

This section explains the standards of behavior or rules that the university community must comply with to fulfill the policy’s purpose. Section 4.0 Policy prescribes the rules and Section 5.0 Procedures describes how university community members are expected to adhere to the rules.

Contents

This section explains required compliance to various standards of behavior that could be established by law, university ethics, safety regulations, and so forth. The section and its subsequent policy statements can include the roles and responsibilities of individuals, groups, or other entities .

A policy statement is a sentence or series of sentences that set the policy rules or standards by describing the desired behaviors or actions. Every sentence in Section 4.0 Policy should be a policy statement. For an example of the difference between a policy statement and a procedure, compare the following example to the example given in 5.0 Procedures.

Example: 

 4.7.4  Faculty are expected to reasonably accommodate individual religious practices. Such reasonable accommodations may include but are not limited to a course assignment modification (see sections 4.7.7 and 4.7.8), an excused absence, rescheduling, flexibility in scheduling, or voluntary substitutions.

Policy 601 Classroom Instruction and Management

In some policies, it may be necessary to have both a “Scope of Policy” section specifying who is included or addressed by the policy and a “Policy Statement” section stating what the policy does. The section may also state the policy does not apply to certain situations and, where relevant, will refer readers to the appropriate university policy.

Example:

4.1 Scope of Policy

4.1.1 This policy applies to all university community members, including all persons employed by or affiliated with Utah Valley University in any way and persons participating in any UVU education program or activity, including but not limited to trustees, administrators, faculty, staff, students, independent contractors, volunteers, and visitors to any UVU campus or any property owned or leased by the University.

4.2 Policy Statement

4.2.1 Utah Valley University does not discriminate on the basis of sex in its education programs or activities, as required by Title IX and 34 C.F.R. § 106.1. The requirement not to discriminate in education programs or activities extends to admission and employment. Inquiries about the application of Title IX and its regulations to Utah Valley University may be referred to the Title IX Coordinator, to the U.S. Department of Education Office for Civil Rights, or both.

4.2.2 Utah Valley University prohibits sex discrimination, sexual harassment, and retaliation as defined in this policy.

4.2.3 This policy establishes processes to facilitate equity and legal compliance.

Policy 162 Title IX Sexual Harassment

 

5.0 Procedures

Purpose

This section describes the procedures required to fulfill the purpose. Procedures build off the policy statements by describing how university entities are expected to comply with the standard. Policy statements prescribe. Procedures describe.

Contents

The procedures state the actions required of each person, group, organization, or other entity to comply with the policy and/or fulfill its purpose. The procedures also identify the anticipated results of compliance. The content could include, for example, hearing procedures, best practices, and required compliance processes. To see an appropriate procedure statement that corresponds with a policy statement, compare the following example from Policy 601 to the one above in Section 4.0 Policy.

Example:

5.4.1 At the beginning of each semester, students shall promptly review the course syllabus and class schedule and notify faculty to request an accommodation for sincerely held religious beliefs and practices using the Religious Accommodation Request Form. For examples of reasonable accommodations, see section 4.7.4.

 —Policy 601 Classroom Instruction and Management

 

Example:

5.1.1 All requests for the use of university facilities designated as schedulable spaces, including UCCU Center venues, must be submitted using the University’s centralized online scheduling system in accordance with Event Services requirements and deadlines.

Policy 425 Scheduling Campus Facilities          

If a procedure needs to be heavily revised or a new one needs to be added, it is important for the drafting committee to design the new procedure before they continue drafting. Designing the procedure prior to drafting the policy procedure section will decrease the writing time and revision cycles.

It is important to ensure that all university entities participating in, complying with, or impacted by the procedures are involved with the creation or revision of these procedures. The policy steward should ensure that the drafting committee has representatives from those entities. In addition, the drafting committee or policy steward may need to consult with subject matter experts outside of the drafting committee.

Policy procedures should remain up to date for as long as the policy is in effect. If there are certain procedures that need to be updated more frequently than every three to five years (typically the length of time before a policy is reviewed again), the policy drafting committee should consider placing those specific procedures in a department procedure . The responsible department can revise these more detailed documents as frequently as necessary and publish them on their respective university websites. The Policy Office can help drafting committees workshop what content would go into the department procedure documents versus the policy.

Policy Processes

 

As outlined in Policy 101 Policy Governing Policies, policies can be developed through four different processes: regular, temporary, non-substantive, or compliance change. This section of the Writer’s Guide outlines the steps for each process.

Policy Actions

A policy action is a specific type of change that will be made to the policy. There are five main policy actions:

  • New: A policy that addresses a subject that has not been covered before in the Policy Manual
  • Revision—Complete: A substantial or complete rewrite of an existing policy
  • Revision—Limited scope: Revisions limited to specific areas of the policy (the rest of the policy is not open for revision or commentary)
  • Deletion: The removal of a policy that is no longer relevant to university operations
  • Suspension: The removal of a policy from the Policy Manual due to the enactment of a temporary policy; may be reinstated when the temporary policy lapses and there is no new version to replace it

These five policy actions are not part of every policy process. The table below clarifies which actions can be used in each process:

A chart explaining which policy actions (new, revision, limited scope, deletion, and suspension) can be done in which policy processes (regular, temporary, compliance, and non-substantive)

*The non-substantive process does not use the five policy actions. Non-substantive changes are limited in scope and do not change the meaning of the policy (i.e., misspelled words, incorrect punctuation, formatting errors, updates to titles and organizational units, etc.)

The display requirements in the Policy Pipeline differ among policy processes, actions, and stages. Policy 101 dictates many of these requirements.

Research

When required or appropriate, drafting committees must ensure that all content in policy drafts accurately complies with laws, best practices, and industry standards. Thus, as part of the policy drafting process, drafting committees may need to conduct research for their policy draft. Conducting policy research as needed will not only improve the quality of university policy but will also better inform and protect the university community at large as well as create a more efficient drafting process.

The policies that will most likely require research are policies that cannot enter the Temporary Policy Process as identified in Policy 101 (policies regarding compensation, retention, tenure, promotion, performance review, academic freedom, or disciplinary procedures), that involve due process, or that address individual rights. To determine if a draft requires research, please refer to the decision tree below:

decision tree

If the drafting committee determines it needs to conduct research, proceed to the following site for complete instructions. Links to the templates can be found at "Using the Tools" at the bottom of this page as well as on the Research Process website.

If a policy draft involves legal research, the Office of General Counsel will create a legal memo. This is most often done in the compliance change process.

 

Preapproval

 

identify a need, notify the policy office, choose drafting committee members, create executive summary, present to president's council

 

magnifying glassStep 1: Identify Need for Policy Action

A policy action may originate in a number of ways, including the following:

      • A member of the university community may suggest the creation of a new policy or change to an existing policy.
      • University administration may identify the need for a policy action. For example, the Compliance Office may become informed of a change to FERPA regulations that require revisions of a university policy.
      • A vice president (policy sponsor) may identify a required policy change because of a need in their area of responsibility.
      • The Office of General Counsel may identify policy actions necessary to comply to local, state, and federal law.

bookStep 2: Contact the Policy Office

The Policy Office will set up a Microsoft Teams channel for the drafting committee and policy in one of the “Policy Office Editing Room” teams. The Policy Office will upload the executive summary and policy draft to this channel. The policy steward, the drafting committee, and the Policy Office will use this channel for collaborative writing, editing, and reviewing. Please note that the Policy Office will not accept drafts via email; all work must be done in the operative drafts in the Microsoft Teams channel designated by the Policy Office.

For every policy, the Policy Office will editor to provide the following, ongoing editorial support:

      1. Answer questions about policy structure, the editorial process, and the policy development process.
      2. Attend writing committee meetings as needed to help guide the editorial development and overall quality of the draft.
      3. Where legal review is required, work with the Office of General Counsel to provide an embedded attorney who will also attend drafting committee meetings.

checklistStep 3: Establish Drafting Committee

The steward will identify the drafting committee members. Every drafting committee includes individuals from university areas that the policy may affect and those who may be responsible for the implementation of the policy. Stewards should determine the appropriate representation from faculty, staff, and students; this representation will be determined by the contents of the policy or the areas that the policy addresses. Typically, the policy steward chairs the drafting committee and oversees the drafting and approval of the policy draft. In consultation with the Policy Office, stewards can reach out to the presidents of PACE, Faculty Senate, and UVUSA to ask for volunteers to serve on the drafting committee.

penStep 4: Create Executive Summary

The policy steward and the policy sponsor (responsible vice president) will develop an executive summary that details the issues or concerns that led to the requested policy action and the fiscal or legal impact it would have. Once the policy steward finalizes the executive summary, they will send it to the Policy Office for review before it can be submitted to President’s Council.

shouting thingStep 5: Submit for Approval

President’s Council must approve the executive summary so the policy can move into Stage 1 Drafting and Revision.

Note:Policy stewards should contact the Policy Office for training in the drafting process and policy review process. This training will help stewards better organize their time, develop a better policy, and understand how the Policy Office provides support in every step of the process.

 

 

 

Regular Policy Process

The regular policy approval process is the most frequently used process for most new policies, substantive revisions of existing policies, and deletions of existing policies. Most policies go through the regular policy process.

Please read “Displaying Deletions and Revisions” to ensure the policy draft is formatted correctly during each stage of the policy development process. The embedded editor will work with the policy steward to correctly draft and format the policy.

This graphic overviews the steps in the regular policy process: preapproval, stage 1: drafting and revision, stage 2: shared governance entities review, stage 3: university community review, stage 4: board of trustees approval, and policy manual implementation

 

Stage 1 Drafting and Revision

 

post summary, complete draft, submit draft, EAC assessment, sponsor and steward respond, present to presidents council

 

bookStep 1: Update Policy Pipeline

Once a policy is approved to enter the regular policy process, the Policy Office will post the Executive Summary Form in the Policy Pipeline on the Policy Office website. Then the Policy Office will notify the shared governance entities (Academic Affairs Council, Faculty Senate, PACE, and UVUSA) via email, UVAnnounce, and the Policy Office news blog that the policy summary has been posted and is available for viewing.

checklistStep 2: Drafting

The policy steward and drafting committee begin meeting to develop the policy. The Policy Office recommends that one, maybe two people at most, do the actual drafting between meetings. The policy steward and drafting committee can review the draft during committee meetings.

Policy drafts must be written in the policy draft template (included below). For guidance on how to use the policy draft template, refer to “Using the Tools.” The Policy Office can provide a training demonstration as well.

While the drafting committee collaborates on the policy draft, they use the track changes feature in Word to show which sections of the policy draft have been modified and by who. Refer to “Using the Tools” for information on how to collaborate in Word. The Policy Office can provide a training demonstration as well.

bookStep 3: Comprehensive Draft Review

The policy steward will submit the final draft to the Policy Office for a comprehensive editorial review. Together, the steward and the Policy Office will finalize the draft; when appropriate, this will also include General Counsel review. The drafting committee will implement this feedback as needed to finalize the draft.

thumbs upStep 4: EAC Review

Once the Stage 1 draft is finalized, the Policy Office will submit the draft to the Equity and Assessment Committee (EAC). The EAC will review the Stage 1 policy draft for in-scope and out-of-scope equity concerns. The EAC will document their findings and submit them to the policy steward.

checklistStep 5: Review of EAC Comments

Policy stewards and sponsors respond to all the EAC’s findings in the in-scope document and make changes in the draft where necessary.

To see examples of completed in-scope and out-of-scope EAC worksheets, including the policy steward and sponsor responses, view the “Completed EAC Worksheets Example” document. For more details on the EAC review process and policy sponsor and steward responsibilities regarding this process, visit the EAC’s web page.

To adhere to the shared governance model and remain transparent in the policy development process, the Policy Office will add the EAC Worksheet and steward responses to the Stage 1 policy draft.

shout thingStep 6: Submit for Approval

The Policy Office will submit the policy draft and EAC findings and responses to policy subcommittee and President’s Council. The policy subcommittee must approve the draft before it is submitted to President’s Council for approval to enter Stage 2.

Stage 2 University Shared Governance Entities Review

post draft, government entities review, sponsor and steward respond, policy office review, present to presidents council

bookStep 1: Policy Pipeline Update

The Policy Office will post the approved draft in the Policy Pipeline on the Policy Office website. Then the Policy Office will notify the shared governance entities (Academic Affairs Council, Faculty Senate, PACE, and UVUSA) via email, UVAnnounce, and the Policy Office news blog that the policy draft has been posted and is available for viewing. The Policy Office will also send the contact information and meeting schedules of the shared governance entities to the policy steward.

thumbs upStep 2: Shared Governance Entities Review

Shared governance entities are given 60 days to provide comments on the policy draft (see Policy 101, section 5.10.4.3). These shared governance entities include , Faculty Senate, PACE, and UVUSA. The policy steward and/or sponsor will attend the shared governance entity meetings to present the policy and answer questions.

Each governance entity will review the policy draft and use the to record their formal commentary. This commentary can include questions, concerns, and proposed revisions. The shared governance entities will vote on their comments to determine which represent their collective viewpoint before the Summary of Comments Form is given to the policy steward and the Policy Office.

checklistStep 3: Review and Response to Comments

The drafting committee and the embedded editor will decide what revisions to make, if any, based on the commentary. The policy steward must clearly state that they are accepting or rejecting the proposed revisions from the shared governance entities and must explain why.

The Policy Office will provide guidance on how to respond in an objective manner. The steward may craft their responses in one of two ways:

      • Draft the responses with the drafting committee and send them to the Policy Office and their embedded editor for review.
      • Collaborate with the embedded editor to craft the responses and then submit those responses to the drafting committee for their review and approval.

bookStep 4: Policy Office Review

After the policy steward addresses the shared governance entities’ comments and revises the draft, the policy steward will submit the policy draft with the Summary of Comments Form to the Policy Office for a comprehensive editorial review. Where necessary, General Counsel will also review these new revisions. The drafting committee will make the appropriate revisions, if any, based on this review.

presidents' councilStep 5: Submit for Approval

If no revisions are made to the draft, the policy draft will be submitted directly to President’s Council for approval to enter Stage 3. If revisions are made to the draft, the policy subcommittee must review and approve these revisions before the draft can be submitted to President’s Council.

 

Stage 3 University Community Review

draft posted, sponsor and steward respond to comments, revisions are presented to President's Council

thumbs upStep 1: University Community Comments

The Policy Office will post the approved draft in the Policy Pipeline on the Policy Office website. Then the Policy Office will notify the shared governance entities (Academic Affairs Council, Faculty Senate, PACE, and UVUSA) via email, UVAnnounce, and the Policy Office news blog that the policy draft has been posted and is available for viewing. Campus community members may submit comments and suggestions via email to the steward or the Policy Office.

In accordance with Policy 101 section 5.10.5.1, university community members have 7 through 21 calendar days, as determined by President’s Council, to review the draft. The policy steward and sponsor will collect all the feedback onto a Summary of Comments Form but will omit the names of the individuals who offered the feedback to maintain their anonymity.

checklistStep 2: Responding to Comments

The drafting committee and the embedded editor will decide what revisions to make, if any, based on the commentary. The policy steward must clearly state that they are accepting or rejecting the proposed revisions from the university community and must explain why.

The Policy Office will provide guidance on how to respond in an objective manner. The steward may craft their responses in one of two ways:

      • Draft the responses with the drafting committee and send them to the Policy Office and their embedded editor for review.
      • Collaborate with the embedded editor to craft the responses and then submit those responses to the drafting committee for their review and approval.

bookStep 3: Comments Review

After the policy steward addresses the university community’s comments and revises the draft, the policy steward will submit the policy draft with the Summary of Comments Form to the Policy Office for a comprehensive editorial review. Where necessary, General Counsel will also review these new revisions. The drafting committee will make the appropriate revisions, if any, based on this review.

President's CouncilStep 4: Submit for Approval

If the steward or sponsor make changes to the policy draft, the policy subcommittee must approve any revisions before the draft is submitted to President’s Council. If no revisions are made, the policy draft will be submitted directly to President’s Council for approval to enter Stage 4

Stage 4 Board of Trustees Review

board of trustees approve or disapprove of the draft, if approved it's put into the manual, if not approved the president chooses where to put it

thumbs upStep 1: Submit to the Board of Trustees

The Policy Office will post the approved draft in the Policy Pipeline on the Policy Office website. Then the Policy Office will notify the shared governance entities (Academic Affairs Council, Faculty Senate, PACE, and UVUSA) via email, UVAnnounce, and the Policy Office news blog that the policy draft has been posted and is available for viewing. The Board of Trustees will either approve or disapprove the draft.

bookStep 2: Approval Process

If the Board of Trustees approves the draft, the policy will go into effect in the Policy Manual. The Policy Office will notify the university community that policy has been approved. The Policy Office will update the Policy Office Glossary so all terms are current.

checklistStep 3: Disapproval Process

If the Board of Trustees does not approve the draft, the policy will return to the appropriate stage for revisions. The President will decide which stage would be best.

 

Temporary Policy Process

The temporary policy approval process is reserved for those policies that President’s Council deems to be time sensitive and urgent and, therefore, must be processed in a shorter time period than is possible through the regular approval process. This process is used, when appropriate, for new policy proposals, limited-scope revisions, and substantive revisions or suspensions of existing policies.

When a policy is opened in the temporary process, it is also opened in the regular policy process (see “Regular Policy Process”) so that when the temporary policy lapses, the regular policy will be ready to replace it. Temporary policies remain in effect for only one year; in extenuating circumstances, temporary policies may be extended to 18 months.

Exceptions: Policies that address compensation, retention, tenure, promotion, performance review, academic freedom, or disciplinary procedures cannot enter the temporary policy process. If the law mandates changes to policies addressing these areas, the changes will be processed through the compliance change policy process (see Policy 101, sections 4.2.4 and 5.12).

A graphic outlining the temporary policy process. The steps include preapproval, stage 1: drafting and revision, stage 2: board of trustees approval, and policy manual implementation

Preapproval

In this process, President’s Council will identify a temporary policy need and assign a policy sponsor and steward. The sponsor and steward will complete the Executive Summary Form, which the Policy Office then reviews. The sponsor and steward submit the revised summary to President’s Council.

Note: Every time a policy enters the temporary process, it is simultaneously entered into the regular policy process. These versions will enter Stage 1 together, but the temporary process draft will be drafted and implemented more quickly, whereas the draft in the regular process will require more time and review.

Stage 1 Drafting and Revising

Once a policy is approved to enter the temporary policy process, the Policy Office will post the Executive Summary Form in the Policy Pipeline on the Policy Office website. Then the Policy Office will notify the shared governance entities (Academic Affairs Council, Faculty Senate, PACE, and UVUSA) via email, UVAnnounce, and the Policy Office news blog that the policy summary has been posted and is available for viewing.

The policy steward and drafting committee begin meeting to develop the policy. The Policy Office recommends that one, maybe two people at most, do the actual drafting between meetings. The policy steward and drafting committee can review the draft during committee meetings.

The temporary policy process differs from the regular policy process in that it does not have a commentary stage. A temporary policy is only effective for a specified period up to one year, often during which time the regular policy version of the draft goes through the full commentary and approval. In extenuating circumstances, President's Council may extend all temporary policies currently in effect to 18 months.

After the drafting committee revises and completes the policy draft, the policy steward will submit the policy draft to the Policy Office for a comprehensive editorial review. Where necessary, General Counsel will also review these new revisions. The drafting committee will make the appropriate revisions, if any, based on this review.

Once the editorial review is complete, the Policy Office will submit the policy draft to policy subcommittee and President’s Council. The policy subcommittee must approve the draft before it is submitted to President’s Council for approval to enter Stage 2.

Stage 2 Board of Trustees Review

The Board of Trustees reviews the approved Stage 2 policy draft and either approves or disapproves it. If the policy is approved, it will go into effect for one year; if the policy is disapproved, it must enter Stage 1 again. In extenuating circumstances, the policy may go into effect for up to 18 months.  

The Policy Office posts the approved temporary policy in the Policy Manual.

 

Other Policy Processes

Non-Substantive Policy Process

The non-substantive change policy approval process is reserved exclusively for making minor revisions to existing policies in the manual; these non-substantive revisions do not change the meaning of the policy. Examples of non-substantive revisions include

  • changes that correct typographical and grammatical errors,
  • changes in policy format, and
  • updates to university or reference information.

Approving non-substantive revisions does not create a new or revised policy and does not change the approval or effective date of those policies. For additional information on the process, visit Policy 101 Policy Governing Policiessections 5.13 and 4.2.5.

Most often, it is the Policy Office and/or policy stewards who initiate this process. In accordance with Policy 101, the President has the authority to enact non-substantive revisions to existing policy if done through the non-substantive change approval process. President’s Council and Office of General Counsel have the final approval.

A graphic overviewing the non-substantive process. The steps include preapproval, stage 1, stage 2, and manual implementation

 

Preapproval

When non-substantive changes are needed, the Policy Office develops an executive summary listing the proposed revisions.

Stage 1

The Policy Office submits the executive summary to President’s Council. Upon approval from President's Council, the Policy Office submits a detailed list of the approved changes to the Office of General Counsel. Following approval from General Counsel, the Policy Office implements the non-substantive changes into the policy.

Note: If President’s Council and/or General Counsel determines that the proposed changes are substantial, the policy will be moved into the regular policy process.

Stage 2

The Policy Office posts the revised policy into the Policy Manual and archives the previous version. The Policy Office documents non-substantive changes and the date they were implemented in the history table of each policy and in a permanent record.

 

Compliance Policy Process

The compliance change process is reserved for nondiscretionary, limited-scope revisions to a published policy as required by ­changes in external law or other binding compliance requirements. The revisions proposed during this process are limited to only those specific sections requiring modification to maintain the University’s compliance with external law.

A graphic overviewing the compliance process. The steps include preapproval, approval, and policy manual implementation.

 

Preapproval

In consultation with the Policy Office, the Office of General Counsel and the policy sponsor and steward develop a legal memo that lists the proposed compliance revisions and the purpose of those revisions. The sponsor and steward revise the policy draft to meet the compliance requirements. Both the legal memo and the revised policy draft are submitted to the Policy Office for editorial review. Following their editorial review, the Policy Office provides editorial suggestions to the Office of General Counsel.

Approval

Once the draft and memo are considered final, the Policy Office then submits them to President’s Council for review. Upon President’s Council’s approval, the Policy Office posts the revised policy with a new effective date in the Policy Manual. The Policy Office communicates the policy action to all university governance entities and the university community and makes the legal memo available for viewing. The communication clearly explains the mandate for the changes and why the policy changes were not appropriate for the usual shared governance processes for input from the university community. The previous policy version will be archived.

At their next regularly scheduled meeting, the Board of Trustees ratify the policy. If they do not ratify the policy, it will be remanded back to the sponsor and steward for further modification and the previous policy will remain in effect.

Using the Tools

For more information on the policy draft template and how to collaborate in Word, visit the following sites:

Policy Draft Template Example [pdf]*

Using the Draft Template Instructions [pdf]

Collaborating in Word [pdf]

*Your friendly neighborhood embedded editor will place an empty, editable template that you will use to create the policy in the appropriate Teams channel and notify you when it is there. This is only an example of what the template looks like.

 

Displaying Revisions and Deletions

Whether a new policy is being created, , or an existing policy is undergoing substantial revisions, limited scope revisions, or non-substantive changes, all additions, deletions, and changes must be displayed. This requirement is part of the University’s goal to keep the policy development process transparent. For more information, please refer to Policy 101, section 5.3.4.

The Policy Pipeline displays all policies that are currently in development. It also shows what stage each policy is in, who the policy sponsor and steward are, and the authorized draft at certain stages. The following tables explain what must be displayed in the Pipeline at a given stage and what the proposed draft at the end of each stage must contain when it is submitted to President’s Council for approval to move to the next stage:

A chart demonstrating which policy process stages are displace in the Policy Pipeline. Compliance and Non-substantive processes are not displayed in the Policy Pipeline.

*Compliance and non-substantive policies are not displayed in the Policy Pipeline.

A chart that explains what documents are displayed in the policy pipeline depending on which policy action is occurring in which stage.

*For new and revised policy drafts, any revisions made at the end of Stage 2 and 3 that are made in response to comments must also be displayed using the Track Changes feature in Microsoft Word.

†All policy drafts undergoing complete revisions must include the original policy in strikeout beneath the proposed new draft.

 

Additional Resources

Completed Policy Draft Example [document]

Proofreading Checklist [pdf]

Editorial Checklist [pdf]